| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | - |
| Rep | 证券交易 | 2010-08-04 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-08-04 | - |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2010-04-30 | 2010-07-22 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2010-04-30 | 2010-07-22 |
| REFCO FOREX LIMITED | Rep | 杠杆式外汇交易 | 2005-06-01 | 2006-02-10 |
| ADMIS Hong Kong Limited | Rep | 期货合约交易 | 2003-07-28 | 2009-12-02 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-07-17 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-07-17 | |
| Rep | 期货合约交易 | 2003-04-01 | 2003-07-17 |