| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2006-09-04 | - |
| KGI ASIA LIMITED | Rep | 证券交易 | 2006-03-15 | 2017-10-02 |
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2003-04-01 | 2004-05-21 |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-12-28 |