| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Ethk Securities Limited | RO | 证券交易 | 2020-05-13 | - |
| PRESTIGE SECURITIES LIMITED (HK) | RO | 就证券提供意见 | 2018-09-03 | 2019-06-30 |
| RO | 证券交易 | 2018-09-03 | 2019-06-30 | |
| Beijing Securities Limited | RO | 就证券提供意见 | 2017-11-10 | 2018-08-14 |
| RO | 证券交易 | 2017-11-10 | 2018-08-14 | |
| Rep | 就证券提供意见 | 2012-12-17 | 2017-11-10 | |
| Rep | 证券交易 | 2012-12-17 | 2017-11-10 | |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2008-03-18 | 2012-12-06 |
| Rep | 证券交易 | 2006-10-13 | 2012-12-06 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2006-10-13 | 2012-12-06 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2005-05-26 | 2006-09-18 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2004-02-23 | 2006-09-18 |
已采集记录中暂无金管局登记。