| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | - |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 证券交易 | 2017-04-13 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2004-12-28 | - |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2004-12-28 | 2017-10-02 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2004-12-21 | 2017-10-02 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2004-10-07 | 2004-12-09 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 证券交易 | 2004-05-11 | 2004-07-29 |
| SEEKERS MARKETS LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-04-24 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-04-24 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-04-24 | |
| Rep | 证券交易 | 2003-04-01 | 2004-04-24 |
已采集记录中暂无金管局登记。