| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ABCI Securities Company Limited | Rep | 就证券提供意见 | 2014-04-30 | 2015-08-18 |
| oOo Securities (HK) Group Limited | Rep | 就证券提供意见 | 2013-11-12 | 2014-03-09 |
| Rep | 提供资产管理 | 2013-11-12 | 2014-03-09 | |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2006-10-20 | 2013-10-15 |
| Alpha Nova Capital Management Limited | Rep | 就机构融资提供意见 | 2005-10-24 | 2006-10-02 |
| Rep | 就证券提供意见 | 2005-10-24 | 2006-10-02 | |
| Rep | 提供资产管理 | 2005-10-24 | 2006-10-02 |