| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2017-10-03 | 2022-02-28 |
| Rep | 证券交易 | 2017-10-03 | 2022-02-28 | |
| Rep | 就证券提供意见 | 2009-03-24 | 2017-10-02 | |
| Rep | 证券交易 | 2009-03-05 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-03-05 | 2022-02-28 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2007-08-21 | 2009-02-19 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2004-05-15 | 2009-02-19 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2003-11-11 |
| Rep | 提供资产管理 | - | 2003-11-11 | |
| Rep | 期货合约交易 | - | 2003-11-11 |