| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 期货合约交易 | 2024-10-03 | - |
| Rep | 就证券提供意见 | 2020-06-11 | - | |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2018-10-18 | 2024-07-26 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2018-10-18 | - |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就证券提供意见 | 2017-08-17 | 2018-09-28 |
| Rep | 期货合约交易 | 2017-08-17 | 2018-09-28 | |
| Rep | 证券交易 | 2017-08-17 | 2018-09-28 | |
| CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2015-12-01 | 2017-07-31 |
| Rep | 证券交易 | 2015-10-20 | 2017-07-31 | |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2013-06-04 | 2015-10-11 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2010-06-11 | 2015-10-11 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-06-11 | 2015-10-11 |
| CHRISTFUND SECURITIES LIMITED | Rep | 证券交易 | 2007-08-15 | 2010-05-29 |
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