| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Astrum Capital Management Limited (HK) | Rep | 期货合约交易 | 2020-10-19 | - |
| Rep | 证券交易 | 2020-10-19 | - | |
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2020-09-22 |
| Rep | 证券交易 | 2006-06-07 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2006-06-07 | 2020-09-22 |
| Funderstone Futures Limited | Rep | 期货合约交易 | 2006-01-12 | 2006-06-01 |
| Funderstone Securities Limited | Rep | 证券交易 | 2005-12-23 | 2006-06-01 |