| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2024-05-27 |
| Rep | 证券交易 | 2005-11-25 | 2017-10-02 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2005-01-31 | 2005-06-22 |
| China Hong Kong Capital Asset Management Company Limited | Rep | 就机构融资提供意见 | - | 2003-06-19 |
| Rep | 就证券提供意见 | - | 2003-06-19 | |
| Rep | 提供资产管理 | - | 2003-06-19 | |
| Rep | 证券交易 | - | 2004-12-10 |