Lui, Cheuk Hung 呂焯洪

证监会中央编号:AAA417

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Wisetrade Securities Limited	RO	证券交易	2021-10-08	2023-08-01
	Rep	证券交易	2021-10-06	2021-10-08
KGI ASIA LIMITED	Rep	证券交易	2020-06-26	2021-06-25
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2020-06-26	2021-06-25
KGI ASIA LIMITED	RO	证券交易	2019-11-18	2020-06-26
KGI FUTURES (HONG KONG) LIMITED	RO	期货合约交易	2019-11-18	2020-06-26
KGI ASIA LIMITED	Rep	证券交易	2017-10-03	2019-11-18
	Rep	证券交易	2013-08-27	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2013-08-27	2019-11-18
FULBRIGHT FUTURES LIMITED	Rep	期货合约交易	2012-03-01	2013-08-01
FULBRIGHT SECURITIES LIMITED	Rep	证券交易	2012-03-01	2013-08-01
KGI SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2007-10-22	2011-10-01
KGI ASIA LIMITED	Rep	证券交易	2005-01-13	2011-10-01
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2005-01-13	2011-10-01
PRUDENTIAL BROKERAGE LIMITED	Rep	证券交易	2003-10-22	2005-01-13
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	期货合约交易	2003-10-22	2005-01-13
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	就机构融资提供意见	-	2003-07-01
	Rep	就证券提供意见	-	2003-07-01
	Rep	提供资产管理	-	2003-07-01
	Rep	提供自动化交易服务	-	2003-07-01
	Rep	证券交易	-	2003-07-01
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	就期货合约提供意见	-	2003-07-01
	Rep	提供资产管理	-	2003-07-01
	Rep	期货合约交易	-	2003-07-01
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	就机构融资提供意见	-	2003-07-01
	Rep	就证券提供意见	-	2003-07-01
	Rep	提供资产管理	-	2003-07-01
	Rep	提供自动化交易服务	-	2003-07-01
	Rep	证券交易	-	2003-07-01

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Wisetrade Securities Limited	RO	证券交易	2021-10-08	2023-08-01
	Rep	证券交易	2021-10-06	2021-10-08
KGI ASIA LIMITED	Rep	证券交易	2020-06-26	2021-06-25
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2020-06-26	2021-06-25
KGI ASIA LIMITED	RO	证券交易	2019-11-18	2020-06-26
KGI FUTURES (HONG KONG) LIMITED	RO	期货合约交易	2019-11-18	2020-06-26
KGI ASIA LIMITED	Rep	证券交易	2017-10-03	2019-11-18
	Rep	证券交易	2013-08-27	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2013-08-27	2019-11-18
FULBRIGHT FUTURES LIMITED	Rep	期货合约交易	2012-03-01	2013-08-01
FULBRIGHT SECURITIES LIMITED	Rep	证券交易	2012-03-01	2013-08-01
KGI SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2007-10-22	2011-10-01
KGI ASIA LIMITED	Rep	证券交易	2005-01-13	2011-10-01
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2005-01-13	2011-10-01
PRUDENTIAL BROKERAGE LIMITED	Rep	证券交易	2003-10-22	2005-01-13
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	期货合约交易	2003-10-22	2005-01-13
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	就机构融资提供意见	-	2003-07-01
	Rep	就证券提供意见	-	2003-07-01
	Rep	提供资产管理	-	2003-07-01
	Rep	提供自动化交易服务	-	2003-07-01
	Rep	证券交易	-	2003-07-01
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	就期货合约提供意见	-	2003-07-01
	Rep	提供资产管理	-	2003-07-01
	Rep	期货合约交易	-	2003-07-01
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	就机构融资提供意见	-	2003-07-01
	Rep	就证券提供意见	-	2003-07-01
	Rep	提供资产管理	-	2003-07-01
	Rep	提供自动化交易服务	-	2003-07-01
	Rep	证券交易	-	2003-07-01