| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2022-02-18 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-04-19 | 2022-02-18 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2010-09-21 | 2017-10-02 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2010-01-21 | 2010-09-09 |
| Rep | 证券交易 | 2008-09-18 | 2010-09-09 |