| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2021-12-31 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-11-17 | 2021-12-31 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2010-05-18 | 2017-10-02 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2005-09-05 | 2010-05-13 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 提供自动化交易服务 | - | 2003-08-26 |
| Rep | 就机构融资提供意见 | - | 2003-12-22 | |
| Rep | 就证券提供意见 | - | 2003-12-22 | |
| Rep | 提供资产管理 | - | 2003-12-22 | |
| Rep | 证券交易 | - | 2005-09-03 |