| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2017-10-03 | - |
| Rep | 证券交易 | 2017-10-03 | - | |
| Rep | 就证券提供意见 | 2013-01-15 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2013-01-15 | - |
| Rep | 期货合约交易 | 2009-05-19 | - | |
| KGI ASIA LIMITED | Rep | 证券交易 | 2008-12-03 | 2017-10-02 |
| Mage Securities Limited | Rep | 证券交易 | 2008-11-19 | 2008-11-25 |