Ng, Kwan Yat 伍君逸 SFC Licences and HKMA Registrations (ID 85153)

Ng, Kwan Yat 伍君逸 SFC Licences and HKMA Registrations (ID 85153)

关键资料牌照与登记公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	就证券提供意见	2021-06-18	-
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	期货合约交易	2017-09-18	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	证券交易	2017-09-18	-
SINOPAC SECURITIES (ASIA) LIMITED	Rep	期货合约交易	2017-02-13	2017-09-10
	Rep	证券交易	2017-02-13	2017-09-10
	Rep	杠杆式外汇交易	2017-02-13	2017-09-10
	Rep	期货合约交易	2016-06-17	2017-02-12
	Rep	证券交易	2016-06-17	2017-02-12
Tung Shing Securities (Brokers) Limited	Rep	杠杆式外汇交易	2013-07-26	2017-02-12
Tung Shing Futures (Brokers) Limited	Rep	期货合约交易	2011-10-17	2017-02-12
Tung Shing Securities (Brokers) Limited	Rep	证券交易	2011-10-17	2017-02-12
KGI ASIA LIMITED	Rep	证券交易	2008-06-23	2011-10-04
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2008-06-23	2011-10-04
KGI SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2008-06-23	2011-10-04
CELESTIAL COMMODITIES LIMITED	Rep	期货合约交易	2006-07-04	2008-05-30
CELESTIAL SECURITIES LIMITED	Rep	证券交易	2006-07-04	2008-05-30

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

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已采集记录中暂无金管局登记。