| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Success Futures and Foreign Exchange Limited | Rep | 期货合约交易 | 2015-09-21 | 2018-03-31 |
| Success Securities Limited | Rep | 证券交易 | 2015-09-21 | 2018-03-31 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2011-06-03 | 2012-12-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-06-03 | 2012-12-01 |
| China Hong Kong Capital Asset Management Company Limited | Rep | 就机构融资提供意见 | - | 2003-04-23 |
| Rep | 就证券提供意见 | - | 2003-04-23 | |
| Rep | 提供资产管理 | - | 2003-04-23 | |
| Rep | 证券交易 | - | 2003-04-23 |