| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | - |
| Rep | 证券交易 | 2007-09-06 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-09-06 | - |
| Funderstone Futures Limited | Rep | 期货合约交易 | 2004-01-13 | 2007-08-31 |
| Funderstone Securities Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-11-13 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-11-13 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-11-13 | |
| Rep | 证券交易 | 2003-04-01 | 2007-08-31 |
已采集记录中暂无金管局登记。