| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2010-06-15 | 2015-03-21 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-06-15 | 2015-03-21 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2008-08-05 | 2010-06-12 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2008-01-15 | 2010-06-12 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2008-01-15 | 2010-06-12 |