| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2022-01-03 | - |
| TIAN YUAN FINANCE (INDEX TRADING) LIMITED | Rep | 期货合约交易 | 2016-11-25 | 2017-04-16 |
| TIAN YUAN FINANCE LIMITED | Rep | 证券交易 | 2016-03-18 | 2017-04-16 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2015-07-28 | 2016-03-05 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2015-07-28 | 2016-03-05 |
| BOCOM International Securities Limited | Rep | 期货合约交易 | 2015-05-28 | 2015-07-24 |
| Rep | 证券交易 | 2015-05-28 | 2015-07-24 | |
| KGI ASIA LIMITED | Rep | 证券交易 | 2010-01-20 | 2015-05-18 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-01-20 | 2015-05-18 |
已采集记录中暂无金管局登记。