| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-06-14 | 2013-01-05 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2010-04-13 | 2013-01-05 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-07-09 | 2010-03-25 |
| Rep | 就证券提供意见 | 2007-06-06 | 2008-06-30 | |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2007-03-02 | 2007-05-25 |