| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2021-09-05 |
| Rep | 证券交易 | 2009-01-07 | 2017-10-02 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2004-10-08 | 2009-01-01 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | - | 2004-07-23 |
| Rep | 就证券提供意见 | - | 2004-07-23 | |
| Rep | 提供资产管理 | - | 2004-07-23 | |
| Rep | 提供自动化交易服务 | - | 2004-07-23 | |
| Rep | 证券交易 | - | 2004-10-08 |