| UX SECURITIES LIMITED | Rep | 提供资产管理 | 2025-10-24 | - |
| RO | 就证券提供意见 | 2023-12-06 | - |
| RO | 证券交易 | 2021-01-11 | - |
| Rep | 证券交易 | 2018-08-29 | 2021-01-11 |
| FORMAX SECURITIES LIMITED | Rep | 期货合约交易 | 2017-06-15 | 2018-08-17 |
| Rep | 证券交易 | 2017-06-15 | 2018-08-17 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2011-03-07 | 2017-05-19 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-03-07 | 2017-05-19 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2010-01-18 | 2011-03-01 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2010-01-18 | 2011-03-01 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2010-01-18 | 2011-03-01 |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2009-06-01 | 2010-01-01 |
| Rep | 证券交易 | 2009-05-07 | 2010-01-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-05-07 | 2010-01-01 |
| Rep | 期货合约交易 | 2008-12-18 | 2009-03-21 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2008-09-08 | 2009-03-21 |