| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SDHG International Securities Limited | RO | 证券交易 | 2021-12-15 | - |
| Rep | 证券交易 | 2021-11-19 | 2021-12-15 | |
| Silverlion Securities Limited | RO | 就证券提供意见 | 2021-03-19 | 2021-11-07 |
| RO | 证券交易 | 2021-03-19 | 2021-11-07 | |
| Canfield Securities Company Limited | Rep | 就证券提供意见 | 2019-08-19 | 2020-11-30 |
| Rep | 提供资产管理 | 2019-08-19 | 2020-11-30 | |
| RO | 证券交易 | 2018-05-15 | 2020-11-30 | |
| Rep | 证券交易 | 2018-01-09 | 2018-05-15 | |
| HONOR SECURITIES (HK) LIMITED | Rep | 期货合约交易 | 2017-10-16 | 2017-12-04 |
| Rep | 证券交易 | 2017-10-16 | 2017-12-04 | |
| THE CORE SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2017-08-04 | 2017-08-21 |
| SP Global Access Limited | RO | 证券交易 | 2017-03-29 | 2017-07-19 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2013-04-18 | 2016-04-15 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2010-07-06 | 2016-04-15 |
已采集记录中暂无金管局登记。