| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2022-12-14 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-09-02 | 2022-12-14 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2009-08-12 | 2017-10-02 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2008-06-02 | 2009-08-01 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2006-08-31 | 2008-05-22 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2006-08-31 | 2008-05-22 |