Personnel Hong Kong SFC License Details (ID 85260)

Personnel Hong Kong SFC License Details (ID 85260)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2016-07-01	2022-03-23
	Rep	证券交易	2014-08-21	2016-06-30
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期货合约交易	2014-08-21	2022-03-23
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	证券交易	2014-08-21	2016-06-30
UOB KAY HIAN (HONG KONG) LIMITED	Rep	证券交易	2014-07-28	2014-08-08
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2014-07-28	2014-08-08
RHB FUTURES HONG KONG LIMITED	Rep	期货合约交易	2012-11-09	2014-07-19
RHB SECURITIES HONG KONG LIMITED	Rep	证券交易	2012-11-09	2014-07-19
KGI ASIA LIMITED	Rep	证券交易	2008-01-02	2012-05-10
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2008-01-02	2012-05-10