| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2017-10-03 | 2020-09-17 |
| Rep | 证券交易 | 2017-10-03 | 2020-09-17 | |
| Rep | 就证券提供意见 | 2012-09-11 | 2017-10-02 | |
| Rep | 证券交易 | 2005-02-01 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2005-02-01 | 2020-09-17 |
| Newedge Broker Limited | Rep | 提供自动化交易服务 | 2004-07-06 | 2005-01-14 |
| Rep | 期货合约交易 | 2004-07-06 | 2005-01-14 | |
| Rep | 证券交易 | 2004-07-06 | 2005-01-14 |