| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2022-08-11 |
| Rep | 证券交易 | 2009-12-30 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-12-30 | 2022-08-11 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2009-09-22 | 2009-12-19 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-09-22 | 2009-12-19 |
| INTERCHINA FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2003-08-27 |
| Rep | 提供资产管理 | - | 2003-08-27 | |
| Rep | 期货合约交易 | - | 2004-07-17 | |
| INTERCHINA SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2003-08-27 |
| Rep | 就证券提供意见 | - | 2003-08-27 | |
| Rep | 提供资产管理 | - | 2003-08-27 | |
| Rep | 证券交易 | - | 2004-07-17 |