| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Glory Sun Securities Limited | RO | 证券交易 | 2026-05-18 | - |
| Rep | 期货合约交易 | 2020-05-15 | 2022-09-20 | |
| Rep | 证券交易 | 2020-05-15 | 2026-05-18 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2020-03-10 | 2020-05-05 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2020-03-10 | 2020-05-05 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2018-05-10 | 2020-02-12 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2018-05-10 | 2020-02-12 |
| FORMAX SECURITIES LIMITED | Rep | 期货合约交易 | 2017-01-11 | 2018-04-25 |
| Rep | 证券交易 | 2017-01-11 | 2018-04-25 | |
| KGI ASIA LIMITED | Rep | 证券交易 | 2015-12-09 | 2017-01-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2015-12-09 | 2017-01-01 |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期货合约交易 | 2015-07-08 | 2015-11-23 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 证券交易 | 2015-07-08 | 2015-11-23 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2010-03-09 | 2015-07-03 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-03-09 | 2015-07-03 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 证券交易 | 2010-03-09 | 2015-07-03 |
已采集记录中暂无金管局登记。