| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | RO | 就证券提供意见 | 2017-10-03 | - |
| RO | 证券交易 | 2017-10-03 | - | |
| RO | 就证券提供意见 | 2013-11-27 | 2017-10-02 | |
| RO | 证券交易 | 2013-11-27 | 2017-10-02 | |
| KGI WEALTH MANAGEMENT LIMITED | RO | 就证券提供意见 | 2009-03-17 | 2017-10-02 |
| RO | 证券交易 | 2009-03-17 | 2017-10-02 | |
| Rep | 证券交易 | 2007-06-27 | 2009-03-17 |