| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI WEALTH MANAGEMENT LIMITED | Rep | 证券交易 | 2011-06-30 | 2012-03-23 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 证券交易 | 2011-01-12 | 2011-03-23 |
| WING FUNG FUTURES LIMITED | Rep | 期货合约交易 | 2010-04-20 | 2010-05-11 |
| WING FUNG SECURITIES LIMITED | Rep | 证券交易 | 2010-04-20 | 2010-05-11 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2010-01-04 | 2010-01-06 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-09-20 | 2008-08-21 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2005-09-26 | 2007-05-05 |