| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2024-08-30 | - |
| RO | 证券交易 | 2024-08-30 | - | |
| Rep | 就机构融资提供意见 | 2024-02-14 | 2024-08-30 | |
| Rep | 证券交易 | 2024-02-14 | 2024-08-30 | |
| VMS Securities Limited | RO | 就机构融资提供意见 | 2020-02-11 | 2023-12-30 |
| RO | 证券交易 | 2020-02-11 | 2023-12-30 | |
| Rep | 就机构融资提供意见 | 2017-11-21 | 2020-02-11 | |
| Rep | 证券交易 | 2017-10-03 | 2020-02-11 | |
| MIB FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-07-02 | 2017-09-09 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-07-09 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-07-09 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-07-09 | |
| Rep | 证券交易 | 2003-04-01 | 2017-09-09 |