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Personnel - 公开纪律行动 | 香港证监会持牌人士(编号 8535)
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公开纪律行动
公开纪律行动
SFC fines Sun Growth Securities Ltd, Mr Stephen Ng Kei Choy & Mr Kao Wing Lun for breaching Code of Conduct
SFC, 24-Apr-2006
机构
人物
SFC suspends Stephen Ng Kei Choy for 1 month & reprimands Sun Growth Securities Ltd for failure to report staff illegalities & other failings
SFC, 07-May-2004
机构
人物
SFC reprimands Sun Growth Securities Ltd, Mr Stephen Ng Kei Choy, Mr Kao Wing Lun and Mr Lau Yee Tak
SFC, 18-Apr-2002
机构
人物
SFC suspends Mr Stephen Ng Kei Choy for 2 weeks
SFC, 24-May-2001
机构
人物
SFC reprimands Sun Growth Securities Ltd & Stephen Ng Kei Choy
SFC, 20-Oct-2000
机构
人物