| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-11-02 | 2011-10-01 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 提供自动化交易服务 | 2003-06-16 | 2003-08-26 |
| Rep | 证券交易 | 2003-06-16 | 2009-09-26 | |
| JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | 就机构融资提供意见 | - | 2003-06-16 |
| Rep | 就证券提供意见 | - | 2003-06-16 | |
| Rep | 提供资产管理 | - | 2003-06-16 | |
| Rep | 提供自动化交易服务 | - | 2003-06-16 | |
| Rep | 证券交易 | - | 2003-06-16 |