| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SUNFUND SECURITIES LIMITED | Rep | 就证券提供意见 | 2018-07-17 | 2018-11-20 |
| Rep | 证券交易 | 2018-07-17 | 2018-11-20 | |
| ORIENTAL PATRON SECURITIES LIMITED | RO | 就证券提供意见 | 2016-08-15 | 2018-01-23 |
| RO | 证券交易 | 2016-08-15 | 2018-01-23 | |
| Rep | 证券交易 | 2016-05-19 | 2016-08-15 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2014-07-21 | 2016-05-12 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 证券交易 | 2014-04-09 | 2014-07-03 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | - | 2003-07-09 |
| Rep | 就证券提供意见 | - | 2003-07-09 | |
| Rep | 提供资产管理 | - | 2003-07-09 | |
| Rep | 证券交易 | - | 2014-01-07 |