| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 证券交易 | 2012-05-25 | 2022-03-31 |
| KING FOOK SECURITIES COMPANY LIMITED | RO | 证券交易 | 2006-03-27 | 2012-05-16 |
| Rep | 证券交易 | 2006-03-22 | 2006-03-27 | |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 证券交易 | 2005-04-01 | 2006-03-20 |
| KING FOOK SECURITIES COMPANY LIMITED | RO | 就机构融资提供意见 | - | 2003-09-17 |
| RO | 就证券提供意见 | - | 2003-09-17 | |
| RO | 提供资产管理 | - | 2003-09-17 | |
| RO | 证券交易 | - | 2005-03-31 |