| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UPBEST SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2014-06-20 | 2015-12-09 |
| Tensant Securities Limited | Rep | 证券交易 | 2008-11-26 | 2014-05-31 |
| CHONG HING SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2005-01-11 |
| Rep | 就证券提供意见 | - | 2005-01-11 | |
| Rep | 提供资产管理 | - | 2005-01-11 | |
| Rep | 提供自动化交易服务 | - | 2005-01-11 | |
| Rep | 证券交易 | - | 2008-06-30 |