| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Hua Liang Asset Management Limited | Rep | 提供资产管理 | 2023-11-08 | - |
| Hua Liang Capital Limited | RO | 就机构融资提供意见 | 2023-03-06 | - |
| Hua Liang Securities Limited | RO | 就证券提供意见 | 2023-03-06 | - |
| RO | 证券交易 | 2023-03-06 | - | |
| Rep | 证券交易 | 2023-01-11 | 2023-03-06 | |
| GRAND FU INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2022-04-13 | 2022-06-10 |
| Yi Shun Da Capital Limited | RO | 就机构融资提供意见 | 2019-04-10 | 2021-01-31 |
| RO | 证券交易 | 2019-04-10 | 2021-01-31 | |
| ADS Securities Hong Kong Limited | RO | 就证券提供意见 | 2017-08-25 | 2018-09-24 |
| Rep | 杠杆式外汇交易 | 2017-05-15 | 2018-09-24 | |
| RO | 就机构融资提供意见 | 2017-01-25 | 2018-09-24 | |
| RO | 证券交易 | 2017-01-25 | 2018-09-24 | |
| FRONTIER CAPITAL INVESTMENT LIMITED | RO | 就机构融资提供意见 | 2013-01-29 | 2014-04-03 |
| RO | 就证券提供意见 | 2013-01-29 | 2014-04-03 | |
| RO | 证券交易 | 2013-01-29 | 2014-04-03 | |
| KINGSTON CORPORATE FINANCE LIMITED | Rep | 就机构融资提供意见 | 2011-04-26 | 2012-07-14 |
| KINGSTON SECURITIES LIMITED | Rep | 证券交易 | 2011-04-26 | 2012-07-14 |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2010-10-27 | 2011-04-02 |
| Rep | 证券交易 | 2010-10-27 | 2011-04-02 | |
| KINGSTON CORPORATE FINANCE LIMITED | Rep | 就机构融资提供意见 | 2008-05-07 | 2010-10-08 |
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