| CVP Securities Limited | RO | 期货合约交易 | 2016-03-09 | 2018-10-09 |
| RO | 证券交易 | 2016-03-09 | 2018-10-09 |
| CVP Capital Limited (HK) | RO | 证券交易 | 2015-07-21 | 2016-03-03 |
| Rep | 证券交易 | 2015-06-25 | 2015-07-21 |
| Rep | 就机构融资提供意见 | 2015-06-25 | 2016-03-03 |
| Rep | 就证券提供意见 | 2015-06-25 | 2016-03-03 |
| KINGSTON FUTURES LIMITED | RO | 期货合约交易 | 2011-03-22 | 2015-01-02 |
| KINGSTON SECURITIES LIMITED | RO | 证券交易 | 2011-03-22 | 2015-01-02 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | RO | 期货合约交易 | 2008-09-05 | 2008-11-28 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | RO | 证券交易 | 2008-09-05 | 2008-11-28 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2008-07-04 | 2008-09-05 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2008-07-04 | 2008-09-05 |
| REALINK FINANCIAL TRADE LIMITED | RO | 期货合约交易 | 2006-07-15 | 2008-04-02 |
| Rep | 期货合约交易 | 2003-12-06 | 2006-07-15 |
| Rep | 证券交易 | 2003-12-06 | 2008-04-02 |