| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| uSmart Securities Limited | Rep | 就证券提供意见 | 2026-08-07 | - |
| Rep | 期货合约交易 | 2026-08-07 | - | |
| Rep | 证券交易 | 2026-08-07 | - | |
| CMBC SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2025-07-28 | 2026-04-20 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2025-07-04 | 2026-04-20 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2025-07-04 | 2026-04-20 |
| KINGSTON FUTURES LIMITED | Rep | 期货合约交易 | 2010-01-06 | 2025-06-14 |
| KINGSTON SECURITIES LIMITED | Rep | 证券交易 | 2010-01-06 | 2025-06-14 |
| MIB FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2005-07-20 | 2009-12-24 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2005-07-08 | 2009-12-24 |
| ORIENTAL PATRON SECURITIES LIMITED | Rep | 证券交易 | 2004-03-01 | 2005-07-08 |
| MIB FINANCE (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-07-02 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-07-02 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-07-02 | |
| Rep | 证券交易 | 2003-04-01 | 2003-07-02 | |
| MIB FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-07-02 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-07-02 | |
| Rep | 期货合约交易 | 2003-04-01 | 2004-03-01 | |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-07-02 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-07-02 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-07-02 | |
| Rep | 证券交易 | 2003-04-01 | 2004-03-01 |
已采集记录中暂无金管局登记。