Personnel Hong Kong SFC License Details (ID 85462)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
uSmart Securities Limited	Rep	就证券提供意见	2026-08-07	-
	Rep	期货合约交易	2026-08-07	-
	Rep	证券交易	2026-08-07	-
CMBC SECURITIES COMPANY LIMITED	Rep	就证券提供意见	2025-07-28	2026-04-20
CMBC INTERNATIONAL FUTURES COMPANY LIMITED	Rep	期货合约交易	2025-07-04	2026-04-20
CMBC SECURITIES COMPANY LIMITED	Rep	证券交易	2025-07-04	2026-04-20
KINGSTON FUTURES LIMITED	Rep	期货合约交易	2010-01-06	2025-06-14
KINGSTON SECURITIES LIMITED	Rep	证券交易	2010-01-06	2025-06-14
MIB FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2005-07-20	2009-12-24
MIB SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2005-07-08	2009-12-24
ORIENTAL PATRON SECURITIES LIMITED	Rep	证券交易	2004-03-01	2005-07-08
MIB FINANCE (HONG KONG) LIMITED	Rep	就机构融资提供意见	2003-04-01	2003-07-02
	Rep	就证券提供意见	2003-04-01	2003-07-02
	Rep	提供资产管理	2003-04-01	2003-07-02
	Rep	证券交易	2003-04-01	2003-07-02
MIB FUTURES (HONG KONG) LIMITED	Rep	就期货合约提供意见	2003-04-01	2003-07-02
	Rep	提供资产管理	2003-04-01	2003-07-02
	Rep	期货合约交易	2003-04-01	2004-03-01
MIB SECURITIES (HONG KONG) LIMITED	Rep	就机构融资提供意见	2003-04-01	2003-07-02
	Rep	就证券提供意见	2003-04-01	2003-07-02
	Rep	提供资产管理	2003-04-01	2003-07-02
	Rep	证券交易	2003-04-01	2004-03-01

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