Personnel Hong Kong SFC License Details (ID 85476)

Personnel Hong Kong SFC License Details (ID 85476)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Forwin Capital Management Limited	Rep	提供资产管理	2017-05-16	2017-11-30
Forwin Securities Group Limited	RO	证券交易	2017-01-24	2017-11-30
Forwin Futures Group Limited	Rep	期货合约交易	2016-11-18	2017-11-30
Forwin Securities Group Limited	Rep	证券交易	2015-07-29	2017-01-24
MANGO FINANCIAL LIMITED	Rep	证券交易	2014-11-21	2015-02-09
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	期货合约交易	2013-10-03	2013-11-20
DELTA ASIA SECURITIES LIMITED	Rep	证券交易	2013-07-29	2013-11-20
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	期货合约交易	2012-08-02	2012-09-04
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	证券交易	2012-08-02	2012-09-04
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	期货合约交易	2012-05-11	2012-06-11
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	证券交易	2011-11-16	2012-06-11
KINGSTON FUTURES LIMITED	Rep	期货合约交易	2011-06-29	2011-11-05
KINGSTON SECURITIES LIMITED	Rep	证券交易	2010-09-01	2011-11-05
Hong Kong Securities (International) Company Limited	Rep	证券交易	2010-03-15	2010-08-18