| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 就期货合约提供意见 | 2023-01-05 | - |
| Rep | 就证券提供意见 | 2023-01-05 | - | |
| Rep | 期货合约交易 | 2022-12-09 | - | |
| Rep | 证券交易 | 2022-12-09 | - | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2022-09-07 | 2022-11-24 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2022-09-07 | 2022-11-24 |
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2019-06-21 | 2022-07-29 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 证券交易 | 2019-06-03 | 2022-07-29 |
| Golden Lake Capital Limited | Rep | 证券交易 | 2017-10-10 | 2019-05-14 |
| Central China International Securities Co., Limited | Rep | 证券交易 | 2015-12-15 | 2017-06-09 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2015-03-12 | 2015-12-05 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2015-03-12 | 2015-12-05 |
| Open Securities Limited | Rep | 期货合约交易 | 2013-10-15 | 2015-02-24 |
| Rep | 证券交易 | 2013-10-15 | 2015-02-24 | |
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | 期货合约交易 | 2012-05-18 | 2013-09-28 |
| Rep | 证券交易 | 2012-05-18 | 2013-09-28 | |
| KINGSTON FUTURES LIMITED | Rep | 期货合约交易 | 2012-03-16 | 2012-05-10 |
| KINGSTON SECURITIES LIMITED | Rep | 证券交易 | 2011-03-16 | 2012-05-10 |
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