| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2015-08-13 | 2017-11-25 |
| KINGSTON SECURITIES LIMITED | Rep | 证券交易 | 2010-11-15 | 2015-07-01 |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2005-04-28 | 2008-03-01 |
| ABCI Securities Company Limited | Rep | 证券交易 | 2004-02-26 | 2005-03-03 |
| MEGABASE SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2003-05-01 |
| Rep | 就证券提供意见 | - | 2003-05-01 | |
| Rep | 提供资产管理 | - | 2003-05-01 | |
| Rep | 证券交易 | - | 2003-05-01 |