| Trendman Capital Limited | RO | 就证券提供意见 | 2024-10-10 | 2025-01-30 |
| RO | 提供资产管理 | 2024-10-10 | 2025-01-30 |
| DA YUE Financial Group Limited | Rep | 就期货合约提供意见 | 2024-01-24 | 2024-06-28 |
| Rep | 期货合约交易 | 2024-01-24 | 2024-06-28 |
| SOPHIA SECURITIES (INTERNATIONAL) LIMITED | RO | 就证券提供意见 | 2022-12-09 | 2024-06-28 |
| RO | 提供资产管理 | 2022-12-09 | 2024-06-28 |
| RO | 证券交易 | 2022-12-09 | 2024-06-28 |
| GREAT BAY SECURITIES LIMITED | RO | 就证券提供意见 | 2018-10-23 | 2022-05-06 |
| RO | 提供资产管理 | 2018-10-23 | 2022-05-06 |
| RO | 证券交易 | 2018-10-23 | 2022-05-06 |
| Rep | 就证券提供意见 | 2018-10-19 | 2018-10-23 |
| Rep | 提供资产管理 | 2018-10-19 | 2018-10-23 |
| Rep | 证券交易 | 2018-10-19 | 2018-10-23 |
| MANGO FINANCIAL LIMITED | RO | 就机构融资提供意见 | 2018-01-29 | 2018-09-30 |
| RO | 就证券提供意见 | 2018-01-29 | 2018-09-30 |
| RO | 提供资产管理 | 2018-01-29 | 2018-09-30 |
| Rep | 就机构融资提供意见 | 2016-01-12 | 2018-01-29 |
| Rep | 就证券提供意见 | 2016-01-12 | 2018-01-29 |
| Rep | 提供资产管理 | 2016-01-12 | 2018-01-29 |
| RO | 证券交易 | 2016-01-12 | 2018-09-30 |
| Rep | 就机构融资提供意见 | 2014-11-10 | 2015-02-16 |
| Rep | 就证券提供意见 | 2014-11-10 | 2015-02-16 |
| Rep | 提供资产管理 | 2014-11-10 | 2015-02-16 |
| Rep | 证券交易 | 2014-10-14 | 2016-01-12 |
| OCBC Futures Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2013-09-02 | 2014-10-01 |
| OCBC Securities Brokerage (Hong Kong) Limited | Rep | 证券交易 | 2013-09-02 | 2014-10-01 |
| CNI Securities Group Limited | Rep | 证券交易 | 2011-09-30 | 2013-08-03 |
| KINGSTON SECURITIES LIMITED | Rep | 证券交易 | 2011-01-25 | 2011-09-16 |