Yip, Sunny Kai Sun 葉啟燊
证监会中央编号:AHK750
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 就机构融资提供意见 | 2026-04-08 | - |
| RO | 证券交易 | 2026-04-08 | - | |
| BOCI ASIA LIMITED | RO | 证券交易 | 2025-04-25 | 2026-01-12 |
| BOCI SECURITIES LIMITED | RO | 证券交易 | 2025-04-25 | 2026-01-12 |
| BOCI ASIA LIMITED | Rep | 证券交易 | 2021-01-13 | 2025-04-25 |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2021-01-13 | 2025-04-25 |
| BOCI ASIA LIMITED | RO | 就机构融资提供意见 | 2019-05-06 | 2026-01-12 |
| Rep | 就机构融资提供意见 | 2019-01-24 | 2019-05-06 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2016-07-26 | 2018-12-31 |
| RO | 证券交易 | 2016-07-26 | 2018-12-31 | |
| Rep | 就机构融资提供意见 | 2016-04-29 | 2016-07-26 | |
| Rep | 证券交易 | 2016-04-29 | 2016-07-26 | |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2014-09-17 | 2016-04-14 |
| SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2013-10-25 | 2016-04-14 |
| Rep | 就机构融资提供意见 | 2013-07-11 | 2013-10-25 | |
| Daiwa Capital Markets Hong Kong Limited | RO | 就机构融资提供意见 | 2011-12-09 | 2012-08-22 |
| Rep | 就机构融资提供意见 | 2011-10-27 | 2011-12-09 | |
| Rep | 证券交易 | 2011-10-27 | 2012-08-22 | |
| KINGSWAY CAPITAL LIMITED | RO | 就机构融资提供意见 | 2011-03-29 | 2011-10-21 |
| Rep | 就机构融资提供意见 | 2010-12-20 | 2011-03-29 | |
| Rep | 证券交易 | 2010-12-20 | 2011-10-21 | |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 就机构融资提供意见 | 2010-12-20 | 2011-06-30 |
| Rep | 证券交易 | 2010-12-20 | 2011-10-21 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2010-11-08 | 2010-12-01 |
| Rep | 证券交易 | 2010-11-08 | 2010-12-01 | |
| ABCI Securities Company Limited | RO | 就机构融资提供意见 | 2008-01-24 | 2010-09-15 |
| Rep | 就机构融资提供意见 | 2007-05-16 | 2008-01-24 | |
| Rep | 证券交易 | 2007-05-16 | 2010-09-15 | |
| Everbright Securities Global (HK) Limited | Rep | 证券交易 | 2005-02-03 | 2007-05-01 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-01-27 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-27 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2007-05-01 |
已采集记录中暂无金管局登记。