| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 证券交易 | 2012-04-25 | 2018-02-09 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 证券交易 | 2003-05-20 | 2012-04-17 |
| Hongkong Bay Securities Limited | Rep | 就机构融资提供意见 | - | 2003-05-19 |
| Rep | 就证券提供意见 | - | 2003-05-19 | |
| Rep | 提供资产管理 | - | 2003-05-19 | |
| Rep | 证券交易 | - | 2003-05-19 |