| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 期货合约交易 | 2005-05-25 | 2023-07-10 |
| SUNWAH KINGSWAY FUTURES LIMITED | Rep | 期货合约交易 | 2005-05-25 | 2005-11-30 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 证券交易 | 2005-05-13 | 2023-07-10 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 证券交易 | 2003-12-16 | 2004-07-06 |
| Rep | 期货合约交易 | 2003-09-05 | 2004-07-06 | |
| Polaris Capital (Asia) Limited | Rep | 证券交易 | 2003-05-14 | 2005-05-11 |
| SBI China Capital Securities Limited | Rep | 就机构融资提供意见 | - | 2003-04-17 |
| Rep | 就证券提供意见 | - | 2003-04-17 | |
| Rep | 提供资产管理 | - | 2003-04-17 | |
| Rep | 证券交易 | - | 2003-04-17 |