| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2019-08-09 | 2020-11-26 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2019-08-09 | 2020-11-26 |
| Quam Securities Limited | Rep | 期货合约交易 | 2012-05-07 | 2019-07-07 |
| Rep | 证券交易 | 2012-05-07 | 2019-07-07 | |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 期货合约交易 | 2005-12-13 | 2012-04-25 |
| Rep | 就机构融资提供意见 | - | 2004-01-02 | |
| Rep | 就证券提供意见 | - | 2004-01-02 | |
| Rep | 提供资产管理 | - | 2004-01-02 | |
| Rep | 提供自动化交易服务 | - | 2004-01-02 | |
| Rep | 证券交易 | - | 2012-04-25 |