| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Korea Investment Management Asia Limited | RO | 就证券提供意见 | 2012-02-10 | 2014-09-30 |
| RO | 提供资产管理 | 2012-02-10 | 2014-09-30 | |
| Rep | 就证券提供意见 | 2010-03-09 | 2012-02-10 | |
| Rep | 提供资产管理 | 2010-03-09 | 2012-02-10 | |
| MEAG Hong Kong Limited | Rep | 提供资产管理 | 2007-10-10 | 2009-12-01 |
| Rep | 就证券提供意见 | 2007-08-14 | 2009-12-01 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就证券提供意见 | 2007-04-10 | 2007-08-04 |
| Rep | 证券交易 | 2007-04-10 | 2007-08-04 | |
| DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | 就证券提供意见 | - | 2007-03-31 |