| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DAH SING SECURITIES LIMITED | Rep | 证券交易 | 2011-12-19 | - |
| KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | Rep | 提供资产管理 | 2011-06-23 | 2011-12-01 |
| KVB Kunlun Securities (HK) Limited | Rep | 证券交易 | 2010-09-29 | 2011-12-01 |
| VEGASOUL SERVICES LIMITED | Rep | 就期货合约提供意见 | 2005-11-01 | 2006-04-19 |
| DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | 证券交易 | 2004-09-28 | 2004-10-06 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-09-29 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-09-29 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-09-29 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-10-06 | |
| Rep | 证券交易 | 2003-04-01 | 2004-07-28 |