| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CA Premium International (HK) Limited | Rep | 杠杆式外汇交易 | 2010-10-07 | 2018-09-28 |
| KVB Kunlun Securities (HK) Limited | Rep | 证券交易 | 2010-10-07 | 2016-05-30 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期货合约交易 | 2007-11-09 | 2008-06-17 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2007-11-09 | 2008-06-17 |