Personnel Hong Kong SFC License Details (ID 85721)

Personnel Hong Kong SFC License Details (ID 85721)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
M&AMP;F ASSET MANAGEMENT LIMITED	Rep	证券交易	2013-11-19	2014-03-21
METRO CAPITAL FUTURES LIMITED	Rep	期货合约交易	2013-11-19	2014-03-21
PRUDENTIAL BROKERAGE LIMITED	Rep	证券交易	2013-03-01	2013-07-17
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	期货合约交易	2013-03-01	2013-07-17
PRUDENTIAL BROKERAGE LIMITED	RO	证券交易	2012-02-13	2013-03-01
PRUDENTIAL INDEX TRADING COMPANY LIMITED	RO	期货合约交易	2012-02-13	2013-03-01
SHUANGYING SECURITIES LIMITED	RO	证券交易	2011-09-08	2012-01-04
	RO	期货合约交易	2011-05-18	2012-01-04
	Rep	期货合约交易	2011-04-26	2011-05-18
	Rep	证券交易	2011-04-26	2011-09-08
FORTUNE (HK) SECURITIES LIMITED	Rep	证券交易	2011-01-26	2011-04-20
Well Link International Securities Limited	Rep	期货合约交易	2009-12-01	2011-04-20
WINWIN SECURITIES LIMITED	Rep	证券交易	2009-12-01	2011-01-26
Planetree Securities Limited	Rep	证券交易	2007-11-20	2009-11-17
Planetree Futures Limited	Rep	期货合约交易	2003-11-06	2009-11-17
Well Link International Securities Limited	Rep	就期货合约提供意见	-	2003-09-23
	Rep	提供资产管理	-	2003-09-23
	Rep	提供自动化交易服务	-	2003-09-23
	Rep	期货合约交易	-	2003-09-24